Each advisor is unique and we are not here to force a square peg in a round hole. You will be known by your first name and not asked for your advisor number when speaking with us. We value our relationships and thrive to make a difference in the lives of our advisors and their staff.
Southland compliance provides support for the specialized needs of the advisors and RIAs of our network so they can do what they do best which is to address the needs of their clients and their practice. Each compliance program is tailored to the specific advisor and practice.
Our Nationwide network partners with our Advisors who wish to achieve more by outsourcing and streamlining to improve efficiency and grow their business.
Together, we create a powerful community of Advisors that promote collaboration, sharing of best practices, and scale that ultimately benefit all Advisors, firms, staff as well as clients.
You will benefit from an array of products and services, institutional pricing, and cost transparency. We have multiple trading platforms as well as an industry-leading service platform.
Open architecture and customizable institutional platforms.
Independence while being part of a much larger community.
Multiple custodians and technology integration.
Hands-on approach in transitioning an advisors’ business.
Cost efficiencies and buying power of a large-scale network.
Tailored back office, compliance and operational support.
An unconflicted and fiduciary client oriented environment.
One-on-one assistance with your fixed insurance sales.
Enhance your service with self-brandable tools and reporting.
Access to leading investment products and technology.
Risk mitigation coverage including E&O, D&O, Cyber, Bonded, and Crime.
A winning path to your future, your firm, and your brand.
Please feel free to contact us directly at 434-202-1345 to learn more about Southland and how we can help grow your business.